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Tips on Promoting Your Nonprofit in 2021

February 10, 2021 by ERNST WINTTER & ASSOCIATES LLP

Many nonprofits spent 2020 dedicating their efforts to staying afloat. They were focused on improving their finances, some implementing new processes recommended by nonprofit audit services. During this time, most nonprofits didn’t spare many resources or much energy on public relations. But as 2021 … Read More

How to Improve Communication Between Your Nonprofit’s Development and Accounting Departments [4 Steps]

January 12, 2021 by ERNST WINTTER & ASSOCIATES LLP

The financial health of your California nonprofit is dependent on clear communication between your accounting and development departments. When communication breaks down, it could result in conflict between staffers, inaccurate financial statements, and forfeiture of grant funds. Below are four … Read More

Broker Dealer Audit Deficiencies

October 18, 2020 by Ernst Wintter & Associates LLP

The Public Company Accounting Oversight Board (the “PCAOB”) recently released its annual report of findings in audits of broker dealers under its interim inspection program. For the ninth year in a row, the report indicates that the PCAOB continues to see a high level of broker dealer audit … Read More

The Broker Dealer Audit Program

October 8, 2020 by Ernst Wintter & Associates LLP

The purpose of performing broker dealer audits and requiring regular reporting is to verify that broker dealers are compliant with regulations intended to protect investors. The broker should implement consistent internal investigations to assure this goal, but audits are the primary tool used by … Read More

How to prepare for your annual broker dealer audit

October 1, 2020 by Ernst Wintter & Associates LLP

Preparing for your annual broker-dealer audit should be a proactive agenda throughout your company’s fiscal year. Early preparation allows your business to stay compliant with the numerous rules and regulations. Failure to implement preemptive measures may result in an interruption of your … Read More

The Objectives of a Broker Dealer Audit

September 24, 2020 by Ernst Wintter & Associates LLP

The requirements for broker dealer audits exist to protect investors. Once a year, a firm registered with the PCAOB must audit their broker dealers. Broker dealers are subject to a wide range of regulations and the auditing process ensures that an entity is compliant with all applicable … Read More

Need Support to Achieve Financial Success? Try Financial Dashboards

September 21, 2020 by Ernst Wintter & Associates LLP

Increasingly, nonprofit organizations are adapting a new financial tool from the nonprofit world. Experts call these “financial dashboards,” and they are intended to track your company’s progress towards achieving its goals. Dashboards can also be used to take stock of your nonprofit’s current … Read More

How to Have a Positive Broker Dealer Audit Experience

September 17, 2020 by Ernst Wintter & Associates LLP

Broker dealers registered with the Financial Industry Regulatory Authority and the Securities and Exchange Commission (SEC) are required to have an annual financial statement audit. Broker dealers with this requirement must use an accounting firm registered with the Public Company Accounting … Read More

Nonprofits are now able to benefit from the Main Street Lending Program

August 23, 2020 by Ernst Wintter & Associates LLP

Recently, the Federal Reserve announced a major change to the Main Street Lending Program, which is worth $600 Billion. Before the COVID-19 pandemic, only for-profit businesses with more than 100 employees could benefit from this government capital program. However, the Fed is now accepting … Read More

How To Replace Your Nonprofit Board for Better Leadership

July 12, 2020 by Ernst Wintter & Associates LLP

When times are tough, nonprofits rely on their board of directors for leadership more than ever. Unfortunately, not every nonprofit board is equipped to lead well in a crisis. They might not have enough people, or lack the knowledge and experience that is needed to meet the latest challenge. If your … Read More

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Latest News

  • Nonprofits: 4 Ratios Worth Watching
  • Why Nonprofits Need to Track Staffers’ Time
  • Give Your Organization’s Members a Reason to Renew
  • Protecting Your Nonprofit From Data Breaches
  • Tips to Help Prevent Accounting and Tax Errors

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