Your Guide to Comprehensive Audit Services
When it comes to audits, clarity and confidence are key. At Ernst Wintter & Associates LLP, we provide independent, high-quality audit services tailored to the unique needs of businesses and organizations. Our goal is to deliver financial clarity, ensure regulatory compliance, and empower you with insights to make informed decisions. Whether you’re navigating complex requirements in the financial sector, managing a nonprofit, or overseeing employee benefit plans, our expertise is here to support you.
Understanding Our Assurance and Attestation Services
An audit is more than just a regulatory requirementโitโs an opportunity to gain a deeper understanding of your organizationโs financial health. Hereโs what you can expect:
1
Financial Statement Audits
Verification of all of your financial information in order to issue an opinion on your financial statements
2
Reviews
For organizations needing less comprehensive assurance, our reviews provide an independent evaluation of financial statements with limited assurance.
3
Surprise Examinations
For registered investment advisors and similar entities, we offer high-level assurance to help meet regulatory requirements in accordance with SEC Rule 206(4)-2.
4
Engagement Quality Review
Partner reviews of broker dealer audits provided for other firms.
Specialized Expertise for Your Industry
Financial Services Audits
Financial institutions face unique challenges and strict compliance requirements. Our audits provide the transparency and accuracy you need to satisfy regulatory bodies while offering actionable insights to improve operations.
Broker Dealer Audits
With years of experience working with broker dealers across the U.S., we deliver audits that meet SEC and FINRA rules. We also support smaller CPA firms by conducting engagement quality reviews to help fulfill second-partner review requirements.
401(k) & Retirement Plan Audits
Employee benefit plans must adhere to ERISA and Department of Labor (DOL) regulations. Our audits ensure your retirement plans are compliant while providing a clear picture of your planโs financial health.
California Nonprofit Audits
Nonprofits in California with revenues exceeding $2 million often require audits to maintain compliance and build trust with donors. Our nonprofit audits, conducted under AICPA standards, help organizations ensure financial transparency while maintaining focus on their mission.
Audit Resources to Support Your Financial Journey
At Ernst Wintter & Associates LLP, we offer more than accounting and audit servicesโwe offer resources for businesses and organizations seeking trusted financial guidance. Explore articles, checklists, and FAQs designed to help you understand complex audit requirements and prepare for your next financial review.
4 Main Differences Between Nonprofit and For-Profit Accounting
When you joined your nonprofit, accounting may not have been on your list of new things to learn. However, understanding
A Nonprofit Refresher on Excess Benefit Transactions
As a nonprofit, the penalties for excess benefit transactions can hurt your organization financially, possibly leading to a loss of
Why Sponsorships Are Key to Maximizing Nonprofit Events
Every year, your nonprofitโs dance, dinner, golf tournament, or other event is well-planned, well-promoted, and well-attended. However, the donations you
Empowering Businesses and Organizations
with Quality Audit Services
Choosing the right audit services isnโt just about compliance; itโs about gaining a partner in your financial success. By working with Ernst Wintter & Associates LLP, you gain access to expert insights, comprehensive reporting, and a wealth of resources that keep you informed and prepared.
Whether youโre looking for guidance on nonprofit audits in California or navigating nationwide financial regulations, our goal is to provide the tools and expertise you need to succeed.
Everything You Need to Prepare for Your Broker Dealer Audit
Download our project planning checklist to track the various items needed to gather and prepare for your upcoming audit.
Certifications & Memberships
